Senior Asset Management Supervisor

6w1 month ago

Financial Conduct Authority

London, GB · Full-time · £53,800 – £72,000

About this role

The Financial Conduct Authority regulates UK financial services firms to keep markets fair, thriving and effective. Joining the Supervision, Policy & Competition division’s Buy Side department, you’ll shape and deliver supervision strategies in Asset Management & Funds. Assess risks posed by supervised firms and build subject-matter expertise on key issues.

You’ll develop deep understanding of major asset management operations to identify consumer risks and drive positive outcomes. Lead supervision strategies that empower firms to raise standards and protect millions of UK consumers. Build trusted relationships with senior leaders through clear communication and sound judgement.

Coordinate responses to emerging market developments like digitisation, private markets growth, operational resilience and cyber threats. Partner with FCA specialists in Authorisations and Enforcement, plus external organisations. Work in a diverse team supervising firms that influence UK households and businesses.

Contribute to a supportive, learning-focused environment by sharing insights and improving processes. Help design and implement change across evolving financial services. Grow expertise at the forefront of strategic issues with leading industry voices for resilient markets.

Requirements

Prior experience in industry, consultancy, or regulatory roles within the asset management, insurance, or banking sectors
Demonstrable experience in reviewing and analysing information from multiple sources to form sound, evidence-based judgements
Proven experience in managing stakeholders at all levels, both internally and externally
Knowledge of asset management firm operations and consumer risk identification
Experience assessing risks posed by supervised financial firms
Ability to build subject-matter expertise on key regulatory issues

Responsibilities

Develop and maintain a deep understanding of how major asset management firms operate, identifying where consumers could be placed at risk
Lead the creation and delivery of supervision strategies that empower firms to raise standards and improve consumer protection
Build trusted relationships with senior leaders across the sector, guiding decision-making through clear communication and judgement
Coordinate responses to emerging issues and market developments, ensuring firms act swiftly and responsibly
Partner with colleagues across the FCA, including Authorisations and Enforcement, and outside organisations to deliver results
Contribute to a supportive, learning-focused team by sharing insights, improving processes and identifying sector risks
Help design and implement change across a rapidly evolving area of financial services
Grow knowledge and build expertise supporting a fairer, more resilient market

Benefits

London salary: £59,200 to £72,000 based on skills and experience
National salary (Edinburgh and Leeds): £53,800 to £65,000
Graded as Senior Associate – Regulatory
Diverse team environment supervising firms impacting UK households and businesses