About this role
Carta is a platform that helps people manage equity, build businesses, and invest in the companies of tomorrow. You'll join the Investor Onboarding team supporting the Compliance function in the First Line of Defense. This role implements a robust forward-thinking AML program across the UK, Luxembourg, Cayman Islands, and British Virgin Islands.
Standing in the first line of defense, deliver exceptional customer experience without the complexity or red tape competitors use. Streamline and automate processes to make things easier for clients. Perform Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) as part of the AML program.
Collaborate with internal teams like Delivery and Compliance to enhance AML compliance processes. Work in a dynamic environment with tight deadlines. Succeed as a team player in Carta's culture of helpful, relentless, unconventional, and kind traits.
Build infrastructure that accelerates innovation and empowers more ownership. Challenge the status quo cross-functionally toward creating more owners in private markets. Check Carta's careers page for more on offices and culture.
Requirements
- Some familiarity with Joint Money Laundering Steering Group (JMLSG) guidance
- Thirst for knowledge and following developments in the alternative investment space
- Attention to detail and confidence performing KYC/AML on complex legal structures worldwide
- Self-starter, hardworking, and able to work in dynamic environment with tight deadlines
- Team player committed to succeeding as a team
- At least 2 years experience in a similar role
Responsibilities
- Deliver exceptional customer experience without complexity or red tape in the first line of defense
- Streamline and automate AML processes to improve client experiences
- Perform Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD)
- Implement robust forward-thinking AML program across UK, Luxembourg, Cayman Islands, and British Virgin Islands
- Enhance AML compliance processes in collaboration with Delivery and Compliance teams
- Conduct KYC/AML checks on complex legal structures from anywhere in the world
- Ensure appropriate checks are performed to maintain program integrity
Benefits
- Equal opportunity employer committed to positive interview experience for every candidate
- Accommodations available due to disability or medical condition
- Work collaboratively in a culture valuing fairness, helpfulness, transparency, and leadership
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