Internal Auditor (Compliance Monitoring)

An opportunity for someone 2yrs in their career who wants to step up into this job and will be ready to step up again within 2 years. You bring a mindset that thinks in terms of process, systems, and frameworks, with high attention to detail and like getting things done. The key traits we are looking for is someone with high drive, an agile mind, and an interest in how financial services works.

This role sits within our Compliance function and operates similar to internal audit, but focusses on alignment to regulatory needs. You will review how the business carries out key control processes, understand how the business adheres to them and provide problem solving on how we can get better. If you are capable of understanding processes, able to engage with stakeholders, unphased by data, and know how to focus on what matters, this might be the role for you.

You play a critical role in risk management, regulatory assurance, and supporting a strong “identify and make it better” culture. Ensure compliance with processes, activities, and controls against regulatory requirements, internal policies, and risk expectations. This is a true “learn by doing” role alongside Compliance professionals.

Compliance is a high profile part of any Financial Services firm; we can teach you the FCA requirements so this is a great move into a high profile part of the business. Gain practical exposure and build a strong foundation for career progression within the Compliance function.