Client Onboarding & KYC Analyst

6w1 month ago

Saxo Bank

London, GB · Full-time · £65,000 – £85,000

About this role

Saxo Bank has embraced a client-centric model through a comprehensive reorganization centered around client journeys. The successful candidate will be responsible for client onboarding & KYC for our global institutional business across all products. Join us and play a pivotal role towards a fully client-centric organization.

Perform client due diligence for the global institutional book of business and ensure it is policy-compliant. Develop relationships with the sales organization to collaborate on onboardings and ODD. Act as SME on negative media and PEP reviews, risk assessments, and regulatory requirements across UK, EU, EMEA, and APAC.

Identify and assess potential non-compliance issues, provide recommendations, and collaborate to resolve them. Participate in local and global onboarding projects while maintaining local procedures aligned with changes. Collaborate with colleagues in other local offices and Headquarters for best practices and quality delivery.

We seek highly motivated, proactive, client experience focused individuals with a positive growth-based mindset. Work in a dynamic, collaborative, progressive, and motivated team that thrives on challenges. Benefit from leaders supporting development through coaching and opportunities to make a lasting impact.

Requirements

Minimum 5 years’ experience in a similar role within the financial services sector
In-depth knowledge of UK and EU AML regulatory frameworks and related legislation
Knowledge of regulatory requirements in other jurisdictions in EMEA and APAC
AML or KYC related industry qualifications
Strong research and analytical skills
Professional and structured approach working with clients and internal stakeholders
Exceptional interpersonal and communication skills
Team player with ability to collaborate effectively, engage stakeholders, and work independently under pressure

Responsibilities

Perform client due diligence for the global institutional book of business
Ensure completed due diligence is policy-compliant
Develop relationships with sales organization responsible for the allocated client book to collaborate on onboardings and ODD
Act as an SME on negative media and PEP reviews, risk assessments and regulatory requirements in UK, EU, EMEA and APAC
Identify and assess potential non-compliance issues and provide recommendations to resolve and implement improved controls
Participate in local and global onboarding related projects
Maintain local procedures and work instructions to ensure alignment with process and regulatory changes
Collaborate with colleagues in other local offices and Headquarters to align on best practices and quality delivery