About this role
At RSM UK, our consulting team brings together diverse advisory experts to deliver six core solutions: business transformation, forensic, deal services, restructuring, finance function support, and risk and governance. As a Senior Consultant within the Regulatory Practice of Financial Services, you will support management in providing regulatory advice and guidance to clients in the financial services sector.
You will help clients maintain compliance and manage risk in accordance with regulatory requirements, while also supporting the engagement manager with day-to-day delivery of client activities and regulatory horizon scanning. Your work will include conducting structured document reviews and gap analysis against regulatory requirements and industry practice.
You may line manage a team of junior staff and help to develop and grow those individuals in their careers with RSM. Our consulting experts work as one cohesive team, prioritising simplicity and providing data-driven insights, value-added assurance, and high-quality execution.
It is an exciting time to join our consulting team as we embark on ambitious growth plans that promise to create diverse career opportunities. We are committed to enhancing our six solutions, embracing a digital-first approach, and strengthening our global presence.
Requirements
- Experience in FCA regulatory compliance, ideally gained within the UK financial services sector
- Good working understanding of key areas of the FCA Handbook – such as SYSC, PRIN (including Consumer Duty), COBS, ICOBS, CONC, and financial crime requirements
- Ability to spot inefficiencies and passion for making improvements
- Strong consultancy expertise within a regulatory context
- Experience conducting structured document reviews and gap analysis
- Ability to develop solutions and draft reports with detailed recommendations
Responsibilities
- Ensuring effective management of the client engagement lifecycle
- Supporting with the production of tender documents and proposals to secure new business
- Supporting the development of the brand through market research, new proposition design, go to market strategies and thought leadership
- Supporting the engagement manager with day-to-day delivery of client engagement activities and regulatory horizon scanning
- Conducting structured document reviews and gap analysis against regulatory requirements and industry practice
- Structuring and conducting client interviews and process walk-throughs
- Developing solutions and drafting reports and detailed recommendations
- Completing quality assurance reviews of work undertaken on client projects and approval of work in line with professional standards
Benefits
- Opportunity to work on diverse client engagements across the financial services sector
- Access to ambitious growth plans that create diverse career opportunities
- Support for professional development and career growth within a leading consulting firm
- Collaboration with a cohesive team of expert consultants in a digital-first environment
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