Assistant Vice President Audit Manager - Risk, Operations and Legal

6w1 month ago

MUFG

London, GB · Full-time · £90,000 – £130,000

About this role

Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, 150,000 colleagues strive to make a difference for every client, organization, and community. Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.

EMEA Internal Audit Office (EIA), the Bank’s third Line of Defense, provides independent assurance to the Board and Executive Management per IIA Standards. Audit Managers execute and deliver audit engagements, including scoping, planning, reporting, issue validation, and continuous monitoring. They adhere to audit methodology, meet deadlines, and sign off key documents.

Audit Managers work within teams, occasionally acting as audit leads, with nil direct reports. They build trusted advisor relationships with stakeholders and auditees in Risk, Operations and Legal areas. Collaborate with Internal Audit colleagues regionally and globally, with up to 25% travel across EMEA.

With a vision to be the world’s most trusted financial group, MUFG puts people first and invests in talent, technologies, and tools. Empower your career through diverse ideas, innovation, speed, and agility. Foster a successful risk and control culture as a trusted advisor.

Requirements

Experience of working in an Audit function within the Financial Services sector
Good understanding of Credit Risk, Enterprise Risk, Operational Risk and/or Operations in a major corporate/investment banking firm
Understanding of the regulatory environment in the EMEA region
Experience in compliance and regulations driven audit work
Familiarity with Global Institute of Internal Auditors (IIA) International Standards
Ability to deliver audit engagements adhering to methodology and quality assurance standards

Responsibilities

Undertake effective ongoing monitoring of EMEA portfolio elements, highlighting key risks and issues
Contribute to maintenance of the risk universe, risk assessments and audit plans
Develop knowledge in key areas of the Risk, Operations and Legal portfolio
Build and maintain trusted advisor relationships with key stakeholders and auditees
Execute and deliver aspects of audit engagements with minimal supervision to required standards
Apply audit methodology to all work performed, seeking guidance as required
Discuss and agree potential findings and management action plans with business stakeholders
Proactively coordinate issue follow-up with stakeholders and undertake continuous monitoring

Benefits

Investment in talent, technologies, and tools to empower career ownership
Culture of putting people first, listening to diverse ideas, and fostering innovation
Build long-term relationships while serving society and sustainable growth
Opportunity for voice to be heard and actions to count in a global team