Junior Compliance and AML Analyst

6w1 month ago

LMAX Group

London, GB · Full-time · £35,000 – £45,000

About this role

Reporting to the Compliance Team Leader, the Junior Compliance and AML Analyst will be responsible for monitoring, administrative, advisory, and the implementation of compliance and AML controls across the firm. This role involves executing key compliance functions in a fast-paced finance environment. Daily tasks ensure regulatory adherence and risk mitigation.

Conduct a risk-based Compliance Monitoring programme and perform daily reviews of deposits and withdrawals, escalating suspicious transactions as needed. Handle call and chat monitoring alongside assurance testing. Prepare quarterly Management Information to support oversight.

Assist in managing the Compliance team inbox, maintaining various compliance registers, records, and databases. Review high-risk clients, investigating Source of Wealth and Source of Funds. Escalate incidents and suspicious activity while assigning work to team members.

Thrive in a technology-driven environment with significant responsibility and autonomy. Foster close working relationships as a great team player confident in communicating at all levels. Contribute to success beyond core compliance areas in this results-oriented role.

Requirements

University degree or equivalent (ideally in Law)
Excellent proficiency in MS Office application
Confident and proactive in communicating with people at all levels
Great team player with the ability to foster close working relationships with colleagues
Results orientated with a strong bias for action and outcome
Comfortable with working in a technology driven environment with a great deal of responsibility and autonomy
Desire to contribute to success in areas beyond the core compliance areas
Chinese Speaker