About this role
Join a growing and dynamic team with a fantastic opportunity supporting the Head of Compliance for the Investment Business. Handle a variety of activities within Arrow’s AML framework. Previous experience in KYC, AML, or compliance is essential, ideally from Private Funds, Fund Administration, Financial Services, or Investment Management.
Conduct client due diligence (CDD) and enhanced due diligence (EDD) on new and existing counterparties per AML/KYC policies and regulations. Analyse and verify counterparty identification documents, business structures, and source of funds. Perform risk assessments and escalate high-risk clients to senior management.
Use screening tools for sanctions, politically exposed persons (PEP), and adverse media checks, reporting findings. Liaise with internal stakeholders including Compliance, Risk, and Front Office teams for efficient onboarding and periodic reviews. Ensure accurate and up-to-date records of all KYC documentation and client interactions.
Keep up to date with regulatory changes and industry best practices related to KYC, AML, and financial crime compliance. Assist in the development and implementation of KYC policies and procedures. Work in the Governance & Risk department as a permanent full-time role reporting to the Head of Compliance.
Requirements
- Previous experience in a similar role with strong understanding of regulatory frameworks such as AMLD, FATF, FinCEN, and other relevant compliance guidelines
- Experience using KYC screening tools for sanctions, PEP, and adverse media checks desirable
- Strong organisational skills with the ability to multitask and work to tight deadlines
- Attention to detail and accuracy
- Ability to work autonomously and escalate key issues to relevant team members
- Proactive and self-motivated
Responsibilities
- Conduct client due diligence (CDD) and enhanced due diligence (EDD) on new and existing counterparties in accordance with Arrow’s AML/KYC policies and regulatory requirements
- Analyse and verify counterparty identification documents, business structures, and source of funds
- Conduct risk assessments and escalate high-risk clients to senior management where necessary
- Use screening tools to conduct sanctions, politically exposed persons (PEP), and adverse media checks and report findings
- Ensure accurate and up-to-date records of all KYC documentation and client interactions
- Liaise with internal stakeholders such as Compliance, Risk, and Front Office teams to ensure efficient onboarding and periodic reviews
- Keep up to date with regulatory changes and industry best practices related to KYC, AML, and financial crime compliance
- Assist in the development and implementation of KYC policies and procedures
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