About this role
The FCA regulates financial services firms in the UK to keep financial markets fair, thriving and effective. The Custody Banks and Bank Asset Management Subsidiaries team within Wholesale Buy Side Supervision oversees more than 100 bank-owned asset managers, custody banks, depositaries and fund service providers, including the world’s largest by AUM and G-SIBs. This role focuses on key supervisory and market issues to manage risks and prevent harm.
Analyse complex business models across banking and asset management to spot emerging risks. Shape and deliver supervision strategies using regulatory tools for fair outcomes. Build trusted relationships with senior stakeholders and champion sector-wide thematic projects.
SPC oversees supervision, policy and competition, with MI Asset Management and Funds using data-driven oversight and industry collaboration. Work with regulated firms supporting asset managers, custodians and fund products. Collaborate across FCA and external groups to enhance impact.
Deliver strategies responding to emerging challenges, supporting competition and growth. Play a key part in protecting consumers and shaping UK financial services. Gain meaningful, rewarding work addressing priority risks for a resilient financial system.
Requirements
- Prior experience working in the asset management, custody or banking sector from industry, consultancy or regulatory environment
- Demonstrable experience reviewing, investigating and assessing information from multiple sources to form clear, well-reasoned judgements
- Proven experience managing internal and external stakeholders effectively, including senior engagement
- Commitment to the FCA’s mission
Responsibilities
- Analyse complex business models across banking and asset management, helping spot emerging risks and protect consumers
- Shape and deliver supervision strategies ensuring fair outcomes, using regulatory tools to reduce market and consumer harm
- Build trusted relationships with senior stakeholders, shape key decisions and bring clarity to market practices
- Champion and lead sector-wide thematic projects addressing priority risks for a resilient financial system
- Work collaboratively across diverse internal and external groups to enhance FCA impact
Benefits
- Salary: National (Edinburgh and Leeds) ranging from £53,800 to £62,000
- Salary: London ranging from £59,200 to £69,000
- Salary offered based on skills and experience
- Graded as Senior Associate – Regulatory
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